Broker Check

Client Relationship Options

Product/Investment Relationship

Product/Investment Relationship

Single Needs Planning

Frequency:
minimum of one service meetings per year

  • Review of account performance
  • Quarterly newsletter

Fee:

Potential Comission

No Fee for Service Meetings

Financial Planning Relationship

Financial Planning Relationship

Consultative

Frequency:
minimum of two service meetings per year.
Includes all the above as well as regular, in-depth analysis
of some or all of the following areas:

  • Retirement planning
  • Investment planning/asset allocation
  • Estate planning strategies
  • Personal Risk management
  • Net Worth and cash flow
  • Tax Reduction strategies
  • Education Funding

Fee:

Fee for financial planning when needed. Amount is based on individual's financial situation.

No Fee for Service Meetings

Financial Planning Relationship

Financial Planning Relationship

Partnering

Frequency:
minimum of two to six service meetings per
year

  • Includes all the above as well as annual review
    analysis

Fee:

Initial fee for financial planning based on individual’s financial
situation and level/frequency of service needed for first year.

Beginning second year: reduced fee for annual review analysis and ongoing service.

One of our primary goals is to develop a long-term, trusting relationship with you.

Our Three Step Investment Process

Assess

We’ll begin by reviewing your financial documents, risk tolerance, and objectives.

Strategize

Our team will present unique financial strategies designed to match your investor profile.

Implement

Life changes? Market volatility? We’ll keep your financial plan on track every step of the way.